Table of Contents

1 -  AS/NZS 4196:1999 INFORMATION AND DOCUMENTATION - OPEN SYSTEMS INTERCONNECTION - INTERLIBRARY LOAN APPLICATION SERVICE DEFINITION
6 -  PREFACE
8 -  CONTENTS
9 -  1 Scope
9 -  2 Normative references
10 -  3 Definitions
10 -  3.1 Reference Model Definitions
10 -  3.1.1 application-entity:
10 -  3.1.2 Application Layer:
10 -  3.1.3 application-protocol-data-unit:
10 -  3.1.4 application-service-element:
10 -  3.1.5 (N)-service:
10 -  3.1.6 presentation-service:
10 -  3.2 Application Layer Structure Definitions
10 -  3.2.1 application-association:
10 -  3.2.2 application-context:
10 -  3.2.3 application-context-definition:
10 -  3.2.4 application-entity-invocation:
10 -  3.2.5 application-process-invocation:
10 -  3.3 Service Conventions Definitions
10 -  3.3.1 indication primitive:
10 -  3.3.2 non-confirmed service:
10 -  3.3.3 provider-initiated service:
10 -  3.3.4 request primitive:
10 -  3.3.5 service primitive:
10 -  3.3.6 service-provider:
10 -  3.3.7 service-user:
11 -  3.4 ILL Definitions
11 -  3.4.1 bibliographic item:
11 -  3.4.2 chained ILL-transaction:
11 -  3.4.3 electronic delivery:
11 -  3.4.4 final-responder:
11 -  3.4.5 ILL-transaction:
11 -  3.4.6 ILL-transaction group:
11 -  3.4.7 ILL-transaction state:
11 -  3.4.8 initial-requester:
11 -  3.4.9 intermediary:
11 -  3.4.10 item:
11 -  3.4.11 parameter:
11 -  3.4.12 partitioned ILL-transaction:
11 -  3.4.13 processing phase:
11 -  3.4.14 requester:
11 -  3.4.15 responder:
11 -  3.4.16 simple ILL-transaction:
11 -  3.4.17 sub-transaction:
11 -  3.4.18 supplier:
11 -  3.4.19 terminal state:
11 -  3.4.20 tracking phase:
11 -  3.4.21 user:
11 -  4 Abbreviations
11 -  5 Conventions
12 -  6 Service Model
12 -  6.1 Service-user and Service-provider
12 -  6.1.1 Roles of the Service-user
12 -  6.2 ILL-transaction
12 -  6.3 ILL-transaction Types and Topologies
13 -  6.3.1 Simple ILL-transaction
13 -  6.3.2 Chained ILL-transaction
14 -  6.3.3 Partitioned ILL-transaction
15 -  6.3.4 Distinct ILL-transactions
16 -  6.3.5 Forwarding
17 -  6.3.6 Referrals
17 -  6.3.7 Retries
21 -  6.4 ILL-transaction State
21 -  6.4.1 Requester-State
21 -  6.4.2 Responder State
22 -  6.4.3 Terminal States
22 -  6.4.4 Intermediary States
23 -  6.4.5 ILL-transaction Phases
23 -  7 Definition of Services
23 -  7.1 Service Features
23 -  7.1.1 General
23 -  7.1.2 ILL Request
23 -  7.1.3 Request Forwarding
23 -  7.1.4 Forwarding Notification
23 -  7.1.5 Shipment
23 -  7.1.6 ILL Answer
24 -  7.1.7 Conditional Reply
24 -  7.1.8 Cancellation
24 -  7.1.9 Cancellation Reply
24 -  7.1.10 Receipt
24 -  7.1.11 Recall
24 -  7.1.12 Return
24 -  7.1.13 Check-in
24 -  7.1.14 Overdue
24 -  7.1.15 Renewal
24 -  7.1.16 Renew Answer
24 -  7.1.17 Lost Notification
24 -  7.1.18 Damaged Notification
24 -  7.1.19 Message
24 -  7.1.20 Status Query
24 -  7.1.21 Status-or-Error Report
24 -  7.1.22 Expiry
25 -  7.2 Specification Method and Notation
25 -  7.3 ILL Services
26 -  7.3.1 ILL-REQUEST Service
29 -  7.3.2 FORWARD Service
30 -  7.3.3 FORWARD-NOTIFICATION Service
30 -  7.3.4 SHIPPED Service
31 -  7.3.5 ILL-ANSWER Service
33 -  7.3.6 CONDITIONAL-REPLY Service
33 -  7.3.7 CANCEL Service
34 -  7.3.8 CANCEL-REPLY Service
34 -  7.3.9 RECEIVED Service 7.3.8 CANCEL- REPLY Service
35 -  7.3.10 RECALL Service
35 -  7.3.11 RETURNED Service
36 -  7.3.12 CHECKED-IN Service
36 -  7.3.13 OVERDUE Service
37 -  7.3.14 RENEW Service
37 -  7.3.15 RENEW-ANSWER Service
38 -  7.3.16 LOST Service
38 -  7.3.17 DAMAGED Service 7.3.15.2.5 Answer
39 -  7.3.18 MESSAGE Service
39 -  7.3.19 STATUS-QUERY Service
39 -  7.3.20 STATUS-OR-ERROR-REPORT Service
41 -  7.3.21 EXPIRY Service
41 -  8 Sequences of Primitives
41 -  8.1 Resiliance to Lost and Out-of-Sequence
41 -  8.1.1 Lost Messages
41 -  8.1.2 Out-of-Sequence Messages
42 -  8.2 State Transitions
56 -  8.3 Additional Sequencing Rules
58 -  Annex A - Time Sequence Diagrams
65 -  Annex B - ILL Service and Document Delivery
65 -  B.1 Electronic Documents
65 -  B.2 Electronic Delivery
66 -  B.3 Error And Damage Reporting
67 -  Annex C - Bibliography

Abstract

Defines the technical specification of the Application Layer Standard within the Open Systems Interconnection framework of AS/NZS 2777. This Standard defines the services for interlibrary loan. This Standard is identical with and has been reproduced from ISO 10160:1997.

RECONFIRMATION NOTICE
Technical Committee IT-019 has reviewed the content of this publication and in accordance
with Standards Australia procedures for reconfirmation, it has been determined that the
publication is still valid and does not require change.
Certain documents referenced in the publication may have been amended since the original
date of publication. Users are advised to ensure that they are using the latest versions of
such documents as appropriate, unless advised otherwise in this Reconfirmation Notice.
Approved for reconfirmation in accordance with Standards Australia procedures for
reconfirmation on 13 September 2013.
Approved for reconfirmation in New Zealand on behalf of the Standards Council of
New Zealand on 23 October 2013.
The following are represented on Technical Committee IT-019:
Australian Computer Society
Australian Library and Information Association
CSIRO Information and Communication Technologies Centre
Department of Education and Training, NSW
Education Services Australia
La Trobe University
Macquarie E-Learning Centre of Excellence
National Library of Australia
National Library of New Zealand
Northern Territory Library
Tertiary Library Networks
The University of New South Wales
Victoria University
Waikato Institute of Technology
Web Science Australia

Scope

This International Standard is an Application Layer standard within the Open Systems Interconnection framework defined by ISO 7498.
This standard defines the services for Interlibrary Loan. These services are provided by the use of the ILL protocol in conjunction with the supporting telecommunications service which may be a store-and-forward messaging service, such as that provided by the MOTIS Standards, ISO 10021-4 etc.; or a direct connection-mode service using ISO 8822 and ISO 8649.
This standard does not specify individual implementations or products, nor does it constrain the implementation of entities and interfaces within a computer system. Computer systems may range from stand-alone workstations to mainframes. This standard is intended for use by libraries, information utilities such as union catalogue centres, and any other system which processes bibliographic information. These systems may participate in an interlibrary loan transaction in the role of requester (i.e. an initiator of ILL requests), responder (i.e. a provider of bibliographic material or information) and/or intermediary (i.e. an agent that acts on behalf of a requester to find suitable responders). Various interworking topologies are supported, ranging from simple two-party interactions to multi-party interactions.
There is no requirement for conformance to this standard. Conformance is required only for the ILL protocol specification.

General Product Information

Published
Document Type	Standard
Status	Current
Publisher	Standards Australia
ProductNote	This standard has been reconfirmed in Australia in 2013 and remains current in New Zealand. Reconfirmation Notice 05-12-2013
Pages
ISBN
Committee	IT-019
Under Revision	DR AS/NZS ISO 10160:2015
Supersedes	DR 98344 CP AS 4196-1994